| United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...other fraudulent device or contrivance,' as used in Section 15 (c) (1) of the Act, Is hereby denned to Include any untrue statement of a material fact...any omission to state a material fact necessary in order to make the statements made, In the light of the circumstances under which they are made, not... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 926 pages
...other fraudulent device or contrivance,' as used in section 15 (c) (1) of the Act, Is hereby denned to Include any untrue statement of a material fact...grounds to believe that it is untrue or misleading." 31 8. BC 15C2-1 adopted pursuant to Section 15 (c) (2) of the Exchange Act* As has already been indicated,... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...fraudulent device or contrivance," as used SECURITIES AND EXCHANGE COMMISSION M in section 15 (c) (1) of the Act, is hereby defined to include any untrue...it is untrue or misleading. (c) The scope of this section shall not be limited by any specific definitions of the term "manipulative, deceptive, or other... | |
| United States. Securities and Exchange Commission - Securities - 1955 - 1022 pages
...'manipulative, deceptive, or other fraudulent device or contrivance.' as used in section IS (c) (1) of the Act. is hereby defined to include any untrue...grounds to believe that it is untrue or misleading," J02972 O - 55 - 15 REGISTRANT'S TRADING ACTIVITIES Trading in Lindsay Common On June 1, 1946, after... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
..."manipulative, deceptive, or other fraudulent device or contrivance," as used In Section 15 (c) (1) of the Act, Is hereby defined to Include any untrue...grounds to believe that It is untrue or misleading. (e) The scope of this rule shall not be limited by any specific definitions of t'te term "manipulative,... | |
| United States. Securities and Exchange Commission - Securities - 1938 - 128 pages
..."manipulative, deceptive, or other fraudulent device or contrivance," as used in section 15 (c) (1) of the Act, is hereby defined to include any untrue...grounds to believe that it is untrue or misleading. (<?) The scope of this rule shall not be limited by any specific definitions of the term "manipulative,... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 1110 pages
...'manipulative, deceptive, or other fraudulent device or contrivance,' as used in section 15(e)(l) of the Act, la hereby defined to include any untrue statement of...with knowledge or reasonable grounds to believe that tt Is untrue or misleading." 1 The order for hearing also contained allegations that registrant willfully... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 716 pages
...device or contrivance.' as used in section 15 (c) (1) of the Act, is hereby denned to Include any untme statement of a material fact and any omission to state...grounds to believe that it is untrue or misleading." " In the fiscal year ending January 31, 1947, Columbia realized a profit of (9.404. 11 In February... | |
| United States. Securities and Exchange Commission - Securities - 1947 - 1062 pages
...withdraw»s used in section 16 (e) (1) of the Act, IB hereby defined to include any untrue statement of ft material fact and any omission to state a material...grounds to believe that it is untrue or misleading." 'Section 5 (a) of the Securities Act provides: Unless a registration statement is in effect as to a... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 828 pages
...'manipulative, deceptive, or other fraudulent device or contrivance,' as used In section 15 (c) (1) of the Act, Is hereby defined to Include any untrue...made, not misleading, which statement or omission IB made with knowledge or reasonable grounds to believe that It is untrue or misleading." » See n.... | |
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